Investment Company and Investment Adviser Subcommittee of the American Bar Association's Business Law Section
Investment Management Committee of the New York City Bar
Past Events:
Herrick’s Sixth Annual Capital Markets Symposium: Current Developments in Federal Regulation of the Capital Markets October 2, 2012 A distinguished panel of financial experts, including representatives of JPMorgan Chase, Barclays, Grant Thornton, Riverside Risk Advisors LLC and Herrick, Feinstein LLP assessed the current developments in federal regulation of the capital markets, including the implementation of the Volcker Rule, ramifications of the JOBS Act, and ongoing regulatory developments in the derivatives markets.
The Third Annual Securitization Symposium September 17, 2009 -- Herrick, Feinstein LLP Our distinguished panel of financial and legal experts, including representatives of Morgan Stanley & Co., Incorporated, Ambac Assurance Corporation and Herrick, Feinstein LLP, assessed the current securitization markets, their problems, the remedial measures under implementation and proposed regulatory reform.
TAGLaw International Conference October 19, 2008 -- Herrick, Feinstein LLP As the New York TAGLaw member, Herrick hosted the opening cocktail reception on Sunday, October 19th at our 2 Park Avenue office.
Second Annual Structured Credit Symposium September 10, 2008 -- hosted by Herrick, Feinstein LLP Herrick hosted its Second Annual Structured Credit Symposium entitled "Picking Up the Pieces: Loss Remediation in the Wake of the Sub Prime Blowout."
Investment Opportunities Amid Financial Turmoil May 5-7, 2008 -- TAGLaw Spring Conference Pat Sweeney spoke on “Investment Opportunities Amid Financial Turmoil” at the TAGLaw Spring Conference.
Investment Management October 18-20, 2007 -- TAGLaw Pat Sweeney co-chaired a meeting of the investment management specialty group at the 2007 TAGLaw Fall Conference in Chicago.