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The Clash of the SEC's New 'Pay-to-Play' Rules And Employees' Rights to Participate in the Political Process
December 12, 2011
BNA Securities Regulation & Law Report
Steven Feldman and Raimundo Guerra author this article, which examines the tensions between employees' general prerogatives to participate in electoral politics, on one hand, and the SEC's new pay-to-play rules, on the other.
Dodd-Frank Wall Street Reform Outline
Irwin M. Latner, Stephen D. Brodie, Patrick D. Sweeney, Julie Albinsky, Jessica D. Wessel
This outline, a briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, was used during the Fourth Annual Capital Markets Symposium on September 16, 2010.
The Road to Expungement Grows Longer
September 2010
Howard R. Elisofon
Securities Arbitration Commentator
Howard Elisofon and Grant Cornehls co-authored the article "The Road to Expungement Grows Longer," in Securities Arbitraion Commentator--the leading national publication on broker dealer arbitration.
The DOJ’s Corporate Leniency Policy—Part I
January 23, 2009
David M. Rosenfield
Competition Law 360
David Rosenfield authors this article on what a corporation should do when it discovers that its employees have engaged in improper or illegal anti-competitive conduct.
The DOJ's Corporate Leniency Policy — Part II
January 30, 2009
David M. Rosenfield
Competition Law 360
David Rosenfield authors this article on the potential costs and benefits a company weighs when deciding whether to disclose anti-competitive behavior to the Justice Department's Anti-trust Division.
1st Use Of New Pooled Investment Anti-Fraud Rules
December 19, 2008
Securities Law 360
Steven Feldman advises securities law practitioners to familiarize themselves with the SEC's new anti-fraud rules promulgated under the Investment Adviser Act. He predicts that the SEC and federal prosecutors will employ those rules in efforts to target hedge funds.
Financial Fraud is on the Rise. Are You Prepared?
December 2008
Richard M. Morris, Irwin A. Kishner
Herrick, Feinstein LLP
Herrick attorneys alert you to the latest news in financial fraud.
The Industries Most At Risk In Bankruptcy
October 10, 2008
The Industries Most At Risk In Bankruptcy
Andy Gold and Gary Eisenberg author a chapter called Bankruptcy in Banking and Financial Services.