Dodd-Frank Wall Street Reform Outline
Irwin M. Latner, Stephen D. Brodie, Patrick D. Sweeney, Julie Albinsky, Jessica D. Wessel
This outline, a briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, was used during the Fourth Annual Capital Markets Symposium on September 16, 2010.

The Road to Expungement Grows Longer
September 2010
Howard R. Elisofon
Securities Arbitration Commentator
Howard Elisofon and Grant Cornehls co-authored the article "The Road to Expungement Grows Longer," in Securities Arbitraion Commentator--the leading national publication on broker dealer arbitration.

Suspicious Activity and Currency Transaction Reports: Why Management at Financial Institutions Must Maintain Compliance Controls
April 2009
Stephen D. Brodie, Steven D. Feldman
Banking Alert

The DOJ's Corporate Leniency Policy — Part II
January 30, 2009
David M. Rosenfield
Competition Law 360
David Rosenfield authors this article on the potential costs and benefits a company weighs when deciding whether to disclose anti-competitive behavior to the Justice Department's Anti-trust Division.

The DOJ’s Corporate Leniency Policy—Part I
January 23, 2009
David M. Rosenfield
Competition Law 360
David Rosenfield authors this article on what a corporation should do when it discovers that its employees have engaged in improper or illegal anti-competitive conduct.

Financial Fraud is on the Rise. Are You Prepared?
December 2008
Richard M. Morris, Irwin A. Kishner
Herrick, Feinstein LLP
Herrick attorneys alert you to the latest news in financial fraud.

The Industries Most At Risk In Bankruptcy
October 10, 2008
The Industries Most At Risk In Bankruptcy
Andy Gold and Gary Eisenberg author a chapter called Bankruptcy in Banking and Financial Services.