We represent registered investment companies, their boards, their investment advisers and principal underwriters, and various service providers. We organize and represent mutual funds, closed-end funds, hybrid funds, leveraged fixed income funds, high risk high yield funds and loan funds. Investment company fiduciaries rely on us for our experience in corporate governance, distribution arrangements for mutual fund shares, resolving conflicts of interest, evolving compliance requirements, and other areas of intense regulatory scrutiny.
 |
 |
 |
 |
Copyright 2013, Herrick, Feinstein LLP. All Rights Reserved. An ICVM Group Site