SEC v. SIPC: What the Battle to Define ‘Customer’ Means For Stanford Investors and Victims of Financial Fraud at Large
May 27, 2013
Howard R. Elisofon, Jonathan L. Adler
Bloomberg BNA Securities Regulation and Law Report
Howard R. Elisofon, partner in Herrick, Feinstein LLP’s Securities and Commodities Litigation and Regulatory Practice and Jonathan L. Adler, senior litigation associate, co-authored the article, which examines the unprecedented and closely watched federal lawsuit between the Securities and Exchange Commission and the Securities Investor Protection Corporation arising from the Stanford Ponzi scheme, which is now pending before the U.S. Court of Appeals for the District of Columbia Circuit.

CFTC Finalizes Changes to CPO and CTA Registration and Compliance Rules
February 2012
Therese M. Doherty, Arthur G. Jakoby, Philip W. Raimondi

The Clash of the SEC's New 'Pay-to-Play' Rules And Employees' Rights to Participate in the Political Process
December 12, 2011
BNA Securities Regulation & Law Report
Steven Feldman and Raimundo Guerra author this article, which examines the tensions between employees' general prerogatives to participate in electoral politics, on one hand, and the SEC's new pay-to-play rules, on the other.

Federal Appeals Court in New York Approves Picard's Calculation Method, Disappointing So-Called "Net Winners"
August 2011
Howard R. Elisofon, Steven D. Feldman
Securities Alert

Bankruptcy Judge Approves Procedures to Facilitate Claw Back Litigation Against Madoff Investors
November 2010
Howard R. Elisofon, Steven D. Feldman
Securities Alert

The Road to Expungement Grows Longer
September 2010
Howard R. Elisofon
Securities Arbitration Commentator
Howard Elisofon and Grant Cornehls co-authored the article "The Road to Expungement Grows Longer," in Securities Arbitraion Commentator--the leading national publication on broker dealer arbitration.

Disparities Seen in Federal Securities Fraud Sentences
March 20, 2009
Steven D. Feldman
New York Law Journal
Steven Feldman authors an article on the trends and vagaries of sentences in securities fraud cases in the post-guidelines world.

The DOJ's Corporate Leniency Policy — Part II
January 30, 2009
David M. Rosenfield
Competition Law 360
David Rosenfield authors this article on the potential costs and benefits a company weighs when deciding whether to disclose anti-competitive behavior to the Justice Department's Anti-trust Division.

1st Use Of New Pooled Investment Anti-Fraud Rules
December 19, 2008
Securities Law 360
Steven Feldman advises securities law practitioners to familiarize themselves with the SEC's new anti-fraud rules promulgated under the Investment Adviser Act. He predicts that the SEC and federal prosecutors will employ those rules in efforts to target hedge funds.

U.S. SEC Insider Trading Suits Against Foreign Citizens Increasingly Lead to Freezing of Assets
July 2008
Howard R. Elisofon
World Securities Law Report
Howard Elisofon authored this article, originally printed in Securities Regulation & Law Report entitled "Crossing Our Borders: Insider Trading, A Global Perspective."

Crossing Our Borders: Insider Trading, A Global Perspective
June 9, 2008
Howard R. Elisofon
Securities Regulation & Law Report
Howard Elisofon authored "Crossing Our Borders: Insider Trading, A Global Perspective" for Securities Regulation & Law Report.

U.S. Supreme Court's decision in Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc.
January 2008
Arthur G. Jakoby, Howard R. Elisofon
Securities Alert

SEC Investigations
1985
Arthur G. Jakoby, Ira Lee Sorkin
The Review of Securities and Commodities Regulation, Vol. 18, No. 4
Arthur Jakoby authors an article on SEC investigations, advising that representation of witnesses in these cases requires knowledge of rights conferred by commission rules, administrative practice, and privacy statutes.