1st Use Of New Pooled Investment Anti-Fraud Rules
December 19, 2008
Securities Law 360
Steven Feldman advises securities law practitioners to familiarize themselves with the SEC's new anti-fraud rules promulgated under the Investment Adviser Act. He predicts that the SEC and federal prosecutors will employ those rules in efforts to target hedge funds.
Arthur G. Jakoby, Ira Lee Sorkin
The Review of Securities and Commodities Regulation, Vol. 18, No. 4
Arthur Jakoby authors an article on SEC investigations, advising that representation of witnesses in these cases requires knowledge of rights conferred by commission rules, administrative practice, and privacy statutes.