Herrick, Feinstein provides comprehensive legal representation to investment advisers, investment companies, fund fiduciaries, broker dealers, insurance companies and other multi-service financial institutions engaged in the investment management business.
While our lawyers have substantial experience in the Investment Company Act of 1940 and the Investment Advisers Act of 1940, there's much more to us than that. Your investment business will involve tax, ERISA and corporate securities issues, and you'll need bankruptcy and litigation advice, if only to help keep you out of either. You're not looking for one lawyer to advise you on the investment acts and another to advise you on the tax consequences of what the first lawyer told you that you could do. You want one firm that takes it all into consideration and advises you accordingly. That's Herrick.