Impact of JOBS Act On 3rd-Party Marketers
April 3, 2013
Richard M. Morris
Law360
Richard M. Morris authored an article for the Expert Analysis section of Private Equity and Securities Law360 about how the JOBS Act, which was passed in April 2012, will likely change the business of third-party marketers by expanding the scope of permitted promotional activities in connection with offering investments in hedge and private equity funds.

CFTC Finalizes Changes to CPO and CTA Registration and Compliance Rules
February 2012
Therese M. Doherty, Arthur G. Jakoby, Philip W. Raimondi

When Raising Funds, Silence Can Be Golden
January 2011
Richard M. Morris
Private Equity & Hedge Fund Alert

SEC Proposes Dodd-Frank Whistleblower Rules
December 2010
Irwin M. Latner, Patrick D. Sweeney
Dodd-Frank Alert

SEC Proposes “Family Office” Definition
November 2010
Irwin M. Latner, Patrick D. Sweeney, Richard M. Morris
Hedge Fund and Private Equity Fund Alert

Recent Changes to "Accredited Investor" Standard
July 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund and Private Equity Fund Alert

Lending Practices May Put Hedge Funds on the Government’s Hit List
Steven D. Feldman, Irwin M. Latner
White Collar Alert

Impact of New Financial Reform Legislation
July 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund and Private Equity Fund Alert

What the Private Fund Investment Act of 2010 Means for You
June 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund Alert

Corporate Alert: Interests Between Common and Preferred Stock Holders; “Principal Place of Business”; New Rules on Asset-Backed Securities; Improper Transfer of Shares; Special Litigation Process; Excessive Investment Advisory Fee Liability; WARN Act; NASDAQ’s Modifications of Press Release Requirements
April 2010
Irwin A. Kishner, Daniel A. Etna

Impact of Recent Amendments to SEC’s Custody Rule
February 2010
Irwin M. Latner, Patrick D. Sweeney
Investment Adviser Alert

Corporate Quick Hit: “Say on Pay” Policy; Sarbanes-Oxley “Claw back” Enforcement Action; Enforcing Regulation FD; Duty of Loyalty Standard; New Exchange Rules for Breaking Erroneous Stock Trades; Life Settlement Securitization; Final Stage of Sarbanes-Oxley Act; Pending Bill: Fund Managers to Register as Investment Advisors
October 2009
Irwin A. Kishner, Daniel A. Etna

The Private Fund Investment Advisers Registration Act of 2009
July 2009
Irwin M. Latner, Patrick D. Sweeney
Investment Advisor Alert

Corporate Quick Hit: Credit Default Swaps; Change of Control Provisions in Indenture; Greater Rights to Nominate Directors; Interested Director Transactions Not Enforceable; Stricter Regulation on Investment Advisers; EU Seeks to Regulate Fund Managers; NYSE Reduces Market Capitalization Requirements
June 2009
Irwin A. Kishner, Daniel A. Etna

Corporate Quick Hit: G-20 Announces Aim to Increase Oversight and Regulation of Hedge Funds; SEC Proposes Short-Selling Rules; Rules on Scope of Exculpation Clauses; Delaware Supreme Court Clarifies Applicability of Revlon Standard; SEC Issues Guidance on Competing Minority Slates of Director Nominees
April 2009
Irwin A. Kishner, Daniel A. Etna

Rumor Has It That the Federal Enforcement Authorities Are Interested in What You Have to Say. When Do Rumors Become Criminal?
October 2008
Irwin M. Latner, Steven D. Feldman, Aismara J. Abreu
Securities Law & White Collar Alert

SEC Steps Back Up To The Plate of Hedge Fund Regulation
February 13, 2007
Patrick D. Sweeney
Complinet
Pat Sweeney’s Hedge Fund Regulation Corporate Quick Hit is republished on Complinet’s US Securities & Banking online news service.

Corporate Quick Hit - Special Edition: Hedge Fund Regulation and More: The SEC Tries Again
January 2007
Patrick D. Sweeney, Irwin A. Kishner, Irwin M. Latner

Corporate Alert: Hedge Fund Rule Struck Down by Court of Appeals
July 2006
Irwin M. Latner, Patrick D. Sweeney

The SEC's Hedge Fund Manager Registration Rule Becomes Effective
March 2006
Patrick D. Sweeney
Loan Syndication and Trading Association (LSTA) Annual Loan Market Review
Pat Sweeney's article "The SEC's Hedge Fund Manager Registration Rule Becomes Effective" appears in the Loan Syndication and Trading Association (LSTA) Annual Loan Market Review.