Herrick, Feinstein LLP: Experience: Matters: Securities Brokers - State Insurance Department Investigation

experience: matters

Securities
Litigation
Securities and Derivatives Litigation and Regulatory Group

Financial Services
Securities & Commodities

Howard R. Elisofon

Securities Brokers - State Insurance Department Investigation
Ongoing

Representation of more than 150 securities brokers of a national retail brokerage firm in proceedings before a state insurance department on issues concerning annuity exchanges.